Topic: Securities Regulation

Non-Voting Shares Make Their Public Debut and Generate Some Governance Concerns, but How Will Courts View the Structure When First Presented?
SEC Adopts Requirements for Active Hyperlinks In Exhibit Indexes
SEC Brings Enforcement Action for Deficient Disclosure of Financial Advisors’ Fee Arrangements
Acting SEC Chair Piwowar Directs Staff to Reconsider Conflict Minerals Rule
Marblegate Case Overturned by Second Circuit Court of Appeals
SEC Releases Multiple Interpretations of Interest for Foreign Private Issuers
OM&A Staff Publishes Updated Guidance on Tender Offers
New SEC Staff C&DI Permits Website Posting of Annual Reports in Lieu of Filing Hard Copies with SEC
SEC Corp Fin Staff Releases Guidance on CEO Pay Ratio Disclosure
SEC Eliminates Need for Affirmative “Tandy” Representations from Issuers
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