Topic: Miscellaneous

SEC Eliminates Need for Affirmative “Tandy” Representations from Issuers
NASDAQ Proposes Disclosure of Third-Party Compensation for Directors and Nominees
When the Tail Wags the Unicorn: SEC Chair Voices Concerns About Pre-IPO Investments
SEC Files Fraud Charges Against Public Biotechnology Company and its Officers for Alleged Materially Misleading FDA-Related Disclosures
“FAST” Act Legislation Enacted -- Potentially Significant Impact on Capital Markets
NASDAQ Issues FAQ Relaxing Historical Position on Net Share Settled Convertible Securities
House Financial Services Committee Approves Eight Bills Affecting Securities Regulation
Corp Fin Issues Revised Statement on WKSI Waivers
Corp Fin Updates Compliance and Disclosure Interpretations
U.S. Supreme Court Issues Two Significant Decisions Involving Securities Law Matters
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