Topic: Investment Act/Investment Advisors Act

House Financial Services Committee Approves Eight Bills Affecting Securities Regulation
Removal of General Solicitation Ban, Bad Actor Disqualification Rules to Become Effective September 23, 2013; Comment Period on Related Proposed Amendments Also to End September 23, 2013
SEC Approves Final Rules to Permit Advertising in Rule 506 and Rule 144A Offerings; Also Proposes Rules to Add Additional Investor Protections
Form 13H Filing Requirements for "Large Traders"
SEC Finalizes Investment Adviser Registration Exemptions and Grants Extension to New Registrants
The SEC Finalizes Its Private Fund Adviser Registration Rules and Related Exemptions
With One Month to Spare, the SEC Will Consider Final Private Fund Adviser Registration Rules
Disclosure of Adviser Conflicts -- When Is It Enough?
The Annual Risk Assessment Requirement for Investment Advisers: Keeping Your Review Current
The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) from the Broker-Dealer's Perspective
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