Securities Regulation and Corporate Governance

Topic: Corporate Governance

Summary of Public Company Cybersecurity Disclosure Rules

7/29/2023 | Posted by Ronald Mueller; Elizabeth Ising; Julia Lapitskaya; Lori Zyskowski

Topic: Audit Committee; Disclosure; Corporate Governance; Securities Regulation

7/17/2023 | Posted by Michael Titera; Ronald Mueller; Thomas Kim; Lori Zyskowski; Elizabeth Ising; James Moloney; Julia Lapitskaya; Aaron K. Briggs

Topic: Disclosure; Securities Regulation; Corporate Governance

Data Verification Period for New ISS Environmental & Social Disclosure QualityScore Questions Open from July 10 until July 21, 2023; Companies Should Log On Soon and Validate Their Information

7/11/2023 | Posted by Lori Zyskowski; Ronald Mueller

Topic: Corporate Governance; Disclosure; Environmental/Climate Change; ESG; Human Capital Management

New Vote Reporting Disclosures Required on Form N-PX – Vote Reports Now Extend to All 13F Filers – No Longer Limited to Registered Funds

7/10/2023 | Posted by James Moloney; Andrew Fabens

Topic: Capital Markets; Corporate Governance; Disclosure; Investment Act/Investment Advisors Act; Securities Regulation

Updated Summary of Director Education Opportunities Now Available

7/10/2023 | Posted by Hillary Holmes; Lori Zyskowski; Ronald Mueller; Elizabeth Ising

Topic: Audit Committee; Corporate Governance; ESG; IPOs; Securities Regulation; Shareholder Proposals

NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now

6/8/2023 | Posted by Ronald Mueller

Topic: Compensation Committee; Corporate Governance; Dodd Frank; Executive Compensation; Financial Statements; Proxy Statements and Annual Meetings; Securities Regulation

Updated Summary of Director Education Opportunities Available

4/11/2023 | Posted by Hillary Holmes; Lori Zyskowski; Ronald Mueller; Elizabeth Ising

Topic: Corporate Governance; Audit Committee; ESG; IPOs

Updated Summary of Director Education Opportunities Available

1/5/2023 | Posted by Hillary Holmes; Lori Zyskowski; Ronald Mueller; Justine Robinson

Topic: Audit Committee; Corporate Governance; ESG; IPOs

Updated Summary of Select Director Education Opportunities Available

10/19/2022 | Posted by Lori Zyskowski; Elizabeth Ising; Hillary Holmes

Topic: Audit Committee; Corporate Governance

Division of Corporation Finance Issues Interpretive Guidance on the SEC’s Universal Proxy Rules

8/29/2022 | Posted by James Moloney; Ronald Mueller; Michael Titera

Topic: Corporate Governance; Proxy Statements and Annual Meetings; Securities Regulation; Proxy Access; Shareholder Proposals

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