Topic: Securities Regulation

NYSE and Nasdaq Allow More Time for Companies to Adopt Rule 10D-1 Clawback Policies: What to Do Now
New SEC Staff Guidance on Rule 10b5-1 Amendments and Summary of Compliance Dates
SEC Enforcement Action Highlights Importance of Non-GAAP Policies and Disclosure Controls and Procedures
SEC Publishes C&DIs Addressing Tender Offer Issues
SEC Adopts New Final Rules for Clearance and Settlement; Proposes Changes for Investment Adviser Rules
SEC Updates Non-GAAP C&DIs
EDGAR Ready to Accept Online Form 144 Filings Ahead of Deadline for Electronic Filing Requirement
SEC Raises Annual Gross Revenue Amount in the Definition of Emerging Growth Company
Division of Corporation Finance Issues Interpretive Guidance on the SEC’s Universal Proxy Rules
Update on Changes in SEC Commissioners
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